Business Risk Manager (12 months contract)
Up to $5400
Work in tandem with Business Risk Manager to detect, assess and mitigate wealth management front office business and regulatory risks
Understand Bank’s risk and control framework, compliance framework and operating procedures
Conduct periodic controls for front office business activities including suitability/selling process, trade and advice documentation, portfolio risk mismatch disclosure, Call Report quality and quantity, fee disclosure, cross-border compliance, pending items, hold mail, return mail, churning control etc.
Consolidate, document control result and follow up on remediation actions of the controls, liaise with front office staff to ensure controls are accurately performed and follow up actions completed timely
Escalate to management on control gaps and issues identified through control execution
Prepare periodic report for control result and summarize findings
At least 5 years’ experience in a risk control position in the private banking industry with experience in control execution
Good knowledge of Avaloq is a plus
Experience in stakeholder management
Please state the following in the resume in words format.
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EA Personnel: Ujun Tan | Registration No: R1988538